Capell & Howard represents and advises organizations and individuals in connection with matters involving federal and Alabama securities law, including the sale and issuance of debt and equity securities by corporations, partnerships, and limited liability companies. The transactions with respect to which we are engaged are usually exempt from federal and state registration requirements. However, we have served as counsel for publicly-held companies, including representing companies in connection with their initial and secondary public offerings.
Our securities law practice also involves representing issuers and broker-dealers before the Alabama Securities Commission and resolving administrative actions initiated by the Commission. Our securities attorneys often work with members of the firm’s other practice areas, particularly with respect to financing and merger and acquisition transactions.